AYN457 Financial Planning Principles and Regulation

[object Object] {"attributes":{"LEW3FAC":"Late Enrolment - Available for enrolment Week 3 - faculty approval required","BSPFND":"Business PG - Complementary Unit Options","DGSAC":"Study Abroad / Exchange (PG) - faculty approval required","BSPFAC":"Business PG - Faculty Only Options","DGNAF":"Available for Single Unit students (UG) - faculty approval required"},"study-types":["Single-unit study"],"availabilities":[],"broad-study-area":{"name":"Business","foe":81105},"code":"AYN457","credit-points":12,"fees":[{"year":2025}],"faculty":{"code":450100,"title-short":"Faculty of Bus & Law","title-full":"Faculty of Business and Law"},"school-discipline":{"code":450500,"title-short":"Accountancy","title-full":"School of Accountancy"},"unit-requisites":{"equiv":"AYQ457"},"sams-version":1,"summer":[],"synopsis":"This unit aims to introduce students to key financial planning processes, concepts, issues, ethics requirements, laws and regulations applicable to financial services in Australia.  Introduction to financial planning areas of investments and asset allocations, taxation planning, insurance and risk management, superannuation and retirement planning and statement of advice processes are covered.  Responsibilities and obligations for licencees and their representatives are also discussed. This includes requirements pertaining to disclosure obligations for financial products and services, anti-money laundering and counter-terrorism financing (AML & CTF), privacy, statement of advice, and Tax Practitioner Board (TPB) requirements.The foundation knowledge and skills learned in this unit form the basis for further postgraduate study in the financial planning discipline.","title-full":"AYN457 Financial Planning Principles and Regulation","title-short":"Financial Planning Principles and Regulation","url":{"current":"https://qutvirtual4.qut.edu.au/group/student/enrolment/units/unit?unitCode=AYN457&year=2025","prospective":"https://www.qut.edu.au/study/unit?unitCode=AYN457","timetable":"https://qutvirtual3.qut.edu.au/qvpublic/ttab_unit_search_p.process_teach_period_search?p_unit_cd=AYN457"},"year":2025,"years":[2025]}